Medical device regulation plays a significant role in the design, development, and commercialization of new medical technologies. A comprehensive understanding of the various regulatory requirements and their practical implementation is thus an essential cornerstone of successful medical device innovation. In this paper, we review the background, mission, and statutory requirements of medical device regulation in the United States. As opposed to pharmaceuticals, which have been regulated since the early 1900s, medical device regulation was not enacted before 1976, when Congress signed into law the Medical Device Amendments to the Federal Food, Drug and Cosmetic Act of 1938. The U.S. Food and Drug Administration (FDA) has implemented a risk-based classification system, which is essential in determining the regulatory pathway for a given device. Our review of the different regulatory pathways discusses the specific steps and requirements associated with each pathway, and their implications for development and testing of different types of devices. The differences in these pathways are significant, and thus require careful consideration and analysis already at early stages of development. The FDA’s Quality Systems Regulation, which outlines specific requirements for development, testing, production, and postmarket surveillance, is another important aspect of device regulation. We present its elements and relationship to design controls and other operating procedures implemented by device manufacturers, and discuss their relevance in ensuring the safety and effectiveness of marketed devices. A summary of recent additions to device regulation, implemented by the FDA to allow for adequate regulation of products that combine drugs and devices or biologics and devices (so-called combination products), completes our review. Because of the significance of device regulation for medical device innovation, we strongly support increased efforts to educate the various stakeholders involved in the medical device development process, both at the academic and professional level.
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December 2007
Technology Review
Review of U.S. Medical Device Regulation
Jan B. Pietzsch,
Jan B. Pietzsch
Department of Management Science and Engineering,
Stanford University
, 380 Panama Way, Stanford, CA 94305-4026; Wing Tech Inc., 9916 Newhall Road, Potomac, MD 20854
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Lauren M. Aquino,
Lauren M. Aquino
Department of Management Science and Engineering,
Stanford University
, 380 Panama Way, Stanford, CA 94305-4026
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Paul G. Yock,
Paul G. Yock
Department of Bioengineering,
Stanford University
, James H. Clark Center, 318 Campus Drive, E-100, Stanford, CA 94305-5428
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M. Elisabeth Paté-Cornell,
M. Elisabeth Paté-Cornell
Department of Management Science and Engineering,
Stanford University
, 380 Panama Way, Stanford, CA 94305-4026
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John H. Linehan
John H. Linehan
Department of Bioengineering,
Stanford University
, James H. Clark Center, 318 Campus Drive, E-100, Stanford, CA 94305-5428
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Jan B. Pietzsch
Department of Management Science and Engineering,
Stanford University
, 380 Panama Way, Stanford, CA 94305-4026; Wing Tech Inc., 9916 Newhall Road, Potomac, MD 20854
Lauren M. Aquino
Department of Management Science and Engineering,
Stanford University
, 380 Panama Way, Stanford, CA 94305-4026
Paul G. Yock
Department of Bioengineering,
Stanford University
, James H. Clark Center, 318 Campus Drive, E-100, Stanford, CA 94305-5428
M. Elisabeth Paté-Cornell
Department of Management Science and Engineering,
Stanford University
, 380 Panama Way, Stanford, CA 94305-4026
John H. Linehan
Department of Bioengineering,
Stanford University
, James H. Clark Center, 318 Campus Drive, E-100, Stanford, CA 94305-5428J. Med. Devices. Dec 2007, 1(4): 283-292 (10 pages)
Published Online: October 19, 2007
Article history
Received:
March 14, 2007
Revised:
October 19, 2007
Citation
Pietzsch, J. B., Aquino, L. M., Yock, P. G., Paté-Cornell, M. E., and Linehan, J. H. (October 19, 2007). "Review of U.S. Medical Device Regulation." ASME. J. Med. Devices. December 2007; 1(4): 283–292. https://doi.org/10.1115/1.2812429
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